TrueAdvisor
TrueAdvisor
CF
CF

Collin Robert Fingon

International Assets Investment Management, LLC
21 Years of Experience
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
International Assets Investment Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$419K average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:$50K

Location

111 North Orange Avenue, Suite 1000, Orlando, FL, 32801

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2024
Customer Dispute
April 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Collin is an advisor with International Assets Investment Management, LLC and owner of Prosperity Wealth Management, LLC, dedicating full-time hours to each. He also has involvement in a restaurant/bar, a preservation trust, a management company, a school board, and a property management company, all requiring minimal time.

Employment History
Current Registrations
International Assets Investment Management, LLC
October 2024 - Present · 1 yr 4 mos
Global Assets Advisory, LLC
September 2024 - Present · 1 yr 5 mos
Previous Registrations
Cetera Investment Advisers LLC
March 2024 - October 2024 · 7 mos
Bright Futures Wealth Management, LLC
January 2017 - October 2024 · 7 yrs 9 mos
Cetera Advisors LLC
November 2011 - March 2024 · 12 yrs 4 mos
Cetera Advisors LLCBroker
October 2011 - October 2024 · 13 yrs
H. Beck, INC.
January 2010 - October 2011 · 1 yr 9 mos
H. Beck, INC.Broker
November 2008 - October 2011 · 2 yrs 11 mos
Securian Financial Services, INC.
September 2004 - December 2008 · 4 yrs 3 mos
Securian Financial Services, INC.Broker
August 2004 - December 2008 · 4 yrs 4 mos
State Registrations1 state
VT
Advisor
Exams
No exam information available for this advisor.