Brett Dunstan Walker

Swbc Investment Company

21 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Swbc Investment Company

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

406 clients

Average Client Portfolio

$565K average

Assets Under Management

$229.2M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Swbc Investment Company

June 2010 - Present · 15 yrs 8 mos

Swbc Investment Services, LLCBroker

February 2008 - Present · 18 yrs

Previous Registrations

Swbc Investment Company

February 2008 - December 2009 · 1 yr 10 mos

Edward Jones

February 2007 - February 2008 · 1 yr

Edward JonesBroker

September 2004 - February 2008 · 3 yrs 5 mos

State Registrations19 states

ALAZCACOCTFLGAMDNCNMNVORPARITNTXVAWIWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.