AA
AA

Adrienne Marie Alvarez

20 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,881 clients
Average Client Portfolio
$183K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
Minimum Annual Fee:$25
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Location

7545 Irvine Center Drive, Suite 200, Irvine, CA, 92618

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History

Regulatory History (1)
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Employment Separation After Allegations
February 2020
Other Business Activities

Adrienne works as a golf cart/event server at Tijeras Creek Golf Club since 2021. This takes about 10-20% of her time and is not investment-related.

Employment History
Current Registrations
Parkland Securities, LLCBroker
November 2024 - Present · 1 yr 3 mos
Spc
November 2024 - Present · 1 yr 3 mos
Previous Registrations
LPL Financial LLCBroker
July 2021 - October 2024 · 3 yrs 3 mos
LPL Financial LLC
July 2021 - October 2024 · 3 yrs 3 mos
Waddell & Reed
June 2020 - July 2021 · 1 yr 1 mo
Waddell & ReedBroker
June 2020 - July 2021 · 1 yr 1 mo
U.S. Bancorp Investments, INC.
February 2012 - March 2020 · 8 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
January 2011 - March 2020 · 9 yrs 2 mos
Chase Investment Services CORP.Broker
May 2009 - January 2011 · 1 yr 8 mos
Wamu Investments, INC.Broker
December 2004 - May 2009 · 4 yrs 5 mos
State Registrations8 states
AZCACOFLKSNCSCWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.