Adrienne Marie Alvarez

Spc

20 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Spc

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

474 advisors

Number of Clients

30,881 clients

Average Client Portfolio

$183K average

Assets Under Management

$5.7B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Minimum Annual Fee:$25

Location

7545 Irvine Center Drive, Suite 200, Irvine, CA, 92618

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

February 2020

View Full SEC Report How to Read Disclosures

Other Business Activities

Adrienne works as a golf cart/event server at Tijeras Creek Golf Club since 2021. This takes about 10-20% of her time and is not investment-related.

Employment History

Current Registrations

Parkland Securities, LLCBroker

November 2024 - Present · 1 yr 3 mos

Spc

November 2024 - Present · 1 yr 3 mos

Previous Registrations

LPL Financial LLCBroker

July 2021 - October 2024 · 3 yrs 3 mos

LPL Financial LLC

July 2021 - October 2024 · 3 yrs 3 mos

Waddell & Reed

June 2020 - July 2021 · 1 yr 1 mo

Waddell & ReedBroker

June 2020 - July 2021 · 1 yr 1 mo

U.S. Bancorp Investments, INC.

February 2012 - March 2020 · 8 yrs 1 mo

U.S. Bancorp Investments, INC.Broker

January 2011 - March 2020 · 9 yrs 2 mos

Chase Investment Services CORP.Broker

May 2009 - January 2011 · 1 yr 8 mos

Wamu Investments, INC.Broker

December 2004 - May 2009 · 4 yrs 5 mos

State Registrations8 states

AZCACOFLKSNCSCWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.