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Barry Park Dow

Dempsey Lord Smith, LLC
20 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementHigh Net Worth
Dempsey Lord Smith, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
59 advisors
Number of Clients
2,731 clients
Average Client Portfolio
$213K average
Assets Under Management
$580.5M

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only

Location

901 N Broad Street, Suite 400, Rome, GA, 30161

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History

Regulatory History (1)
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Customer Dispute
December 2023
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Barry is the president of Oaktree Consulting, an internet and marketing consulting business, and spends minimal time there. He also buys and sells coins and collectibles, spending minimal time on that activity as well.

Employment History
Current Registrations
Cambridge Investment Research, INC.
November 2025 - Present · 3 mos
Cambridge Investment Research, INC.Broker
November 2025 - Present · 3 mos
Dempsey Lord Smith, LLC
January 2018 - Present · 8 yrs 1 mo
Previous Registrations
Retirement Cash Flow Group, LLC
April 2019 - September 2020 · 1 yr 5 mos
Roger's Retirement Readiness Alliance LLC
March 2018 - December 2018 · 9 mos
Dempsey Lord Smith, LLCBroker
August 2017 - November 2025 · 8 yrs 3 mos
Sequence Financial Specialists LLCBroker
August 2016 - August 2017 · 1 yr
Anthem Securities, INC.Broker
February 2008 - June 2016 · 8 yrs 4 mos
Wells Investment Securities,inc.Broker
November 2004 - August 2007 · 2 yrs 9 mos
State Registrations17 states
ALARCACOCTGALAMDMIMNNCNYOHPASCSDTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.