TrueAdvisor
TrueAdvisor
DN
DN

De Huu Nguyen

Financial Northeastern Securities, INC.
21 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Northeastern Securities, INC.
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Location

100 Passaic Avenue, Fairfield, NJ, 07004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Financial Northeastern Securities, INC.
January 2009 - Present · 17 yrs 1 mo
Financial Northeastern Securities, INC.Broker
January 2009 - Present · 17 yrs 1 mo
Previous Registrations
Barclays Capital INC.Broker
September 2008 - January 2009 · 4 mos
Lehman Brothers INC.
March 2008 - October 2008 · 7 mos
Lehman Brothers INC.Broker
October 2004 - September 2008 · 3 yrs 11 mos
State Registrations31 states
CACOCTFLGAHIIAILINKSKYMAMDMEMNMSNDNHNJNYOHOKPASDTXUTVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.