SN
SN

Sean Nimmo

21 Years of Experience
Houston, TX
Broker

Sean Nimmo is a registered investment advisor, based in Houston, TX, with 21 years of industry experience.

Location

1177 West Loop South, Suite 1200, Houston, TX, 77027-9062

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Sean is a member of ECA Strategic Partners, LLC and Emergent Capital Advisors, LLC, spending full-time hours on these investment-related activities. He also works about 10-20% of his time as an IA at Chilton Capital Management, LLC and dedicates minimal time to a trust committee, family trustee role, and co-managing SNL Stables, LLC.

Employment History
Current Registrations
Ridgeback Securities, LTDBroker
May 2012 - Present · 13 yrs 11 mos
Chilton Capital Management LLC
June 2011 - Present · 14 yrs 10 mos
Emergent Capital Advisors, LLC
February 2011 - Present · 15 yrs 2 mos
Previous Registrations
Chilton Capital Management Advisors INC.
August 2011 - December 2012 · 1 yr 4 mos
Credit Suisse Securities (USA) LLC
August 2008 - January 2011 · 2 yrs 5 mos
Credit Suisse Securities (USA) LLCBroker
August 2008 - January 2011 · 2 yrs 5 mos
Lehman Brothers INC.
March 2008 - September 2008 · 6 mos
Lehman Brothers INC.Broker
October 2004 - September 2008 · 3 yrs 11 mos
State Registrations18 states
COCTFLGAILKYLAMAMDNCNJNYOHPASDTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.