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Cara Magliocco

20 Years of Experience
Broker

Cara Magliocco is a registered investment advisor at Allspring Funds Management, LLC, based in Columbia, CT, with 20 years of industry experience. Cara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,065 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
86 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allspring Funds Management negotiates investment advisory fees with each managed account program sponsor. These fees generally range from 0.07% to 0.75% of the value of the client's assets managed. The total annual fees charged by sponsors generally include Allspring's fee. Fees are generally payable quarterly based on the calendar quarter-end market value. Clients also pay the fees and expenses of the underlying investments.

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Location

Columbia, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Management, LLC
November 2017 - Present · 8 yrs 5 mos
Allspring Funds Distributor, LLC
November 2017 - Present · 8 yrs 5 mos
Allspring Funds Distributor, LLCBroker
November 2017 - Present · 8 yrs 5 mos
Previous Registrations
Clearbridge Investments, LLC
March 2012 - November 2017 · 5 yrs 8 mos
Legg Mason Investor Services, LLCBroker
March 2012 - November 2017 · 5 yrs 8 mos
Ing Investment Management CO.
August 2009 - March 2012 · 2 yrs 7 mos
Ing Investments Distributor, LLCBroker
August 2009 - March 2012 · 2 yrs 7 mos
Ing Financial Advisers, LLC
July 2008 - August 2009 · 1 yr 1 mo
Ing Financial Advisers, LLCBroker
July 2008 - August 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
August 2006 - June 2008 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
July 2005 - June 2008 · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cara Magliocco - Financial Advisor | TrueAdvisor