Douglas Moore is a registered investment advisor at Financial Counseling, INC., based in Springboro, OH, with 18 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 396 clients with $92M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3M+ | 1.00% |
Fees are negotiable. The Tactical Asset Allocation fee is 1.50% for amounts up to $2,999,999 and negotiable for $3,000,000 or more. The maximum advisory fee charged will not exceed 2.00% in a given year.
Fee Estimator
Location
582 N. Main St., Springboro, OH, 45066
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas is involved with Financial Counseling Inc., focusing on research, trading portfolio research, and billing. He dedicates nearly full-time hours to this activity.
Employment History
Current Registrations
Financial Counseling, INC.
Previous Registrations
Broker Dealer Financial Services CORP.Broker
Fintegra, LLCBroker
Questar Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.