James Sego
James Sego is a CFP-designated registered investment advisor at Sego Wealth Management, LLC, based in Collierville, TN, with 9 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 38 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiable.
Fee Estimator
Location
1121 Poplar View Lane N., Suite 1, Collierville, TN, 38017
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent agent with Executive Benefits Wealth, LLC, offering clients life insurance and fixed annuity solutions since 2000. This takes about half of his time, including time during securities trading hours, and involves sales and consulting.
Employment History
Current Registrations
Sego Wealth Management, LLC
Previous Registrations
Foundations Investment Advisors LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.