Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
191 advisors
Number of Clients
4,361 clients
Average Client Portfolio
$6.4M average
Assets Under Management
$28.0B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
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Location

One Columbus Plaza, New Haven, CT, 06510

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barry is an independent contractor and broker for the Knights of Columbus since 2021, dedicating about 10-20% of his time to this activity. He spends a few hours per week on this, including a few hours during trading hours.

Employment History
Current Registrations
Knights of Columbus Asset Advisors LLC
May 2023 - Present · 2 yrs 9 mos
Previous Registrations
Lincoln InvestmentBroker
March 2019 - August 2020 · 1 yr 5 mos
Foresters Equity Services, INC.Broker
February 2016 - June 2017 · 1 yr 4 mos
Park Avenue Securities LLCBroker
September 2014 - January 2016 · 1 yr 4 mos
State Registrations1 state
PA
Advisor
Exams
No exam information available for this advisor.