Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
158 advisors
Number of Clients
35,239 clients
Average Client Portfolio
$5.7M average
Assets Under Management
$202.2B

Fee Structure

Financial Planning:Investment management only
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Location

200 Berkeley St., Boston, MA, 02116-5022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
John Hancock Investment Management LLC
November 2018 - Present · 7 yrs 3 mos
John Hancock Investment Management Distributors LLC
November 2016 - Present · 9 yrs 3 mos
John Hancock Investment Management Distributors LLCBroker
November 2016 - Present · 9 yrs 3 mos
Previous Registrations
Manulife Asset Management (US) LLC
May 2018 - November 2018 · 6 mos
Guggenheim Funds Distributors, LLCBroker
August 2012 - November 2016 · 4 yrs 3 mos
Invesco Distributors, INC.Broker
June 2010 - July 2012 · 2 yrs 1 mo
Van Kampen Funds INC.Broker
April 2005 - July 2012 · 7 yrs 3 mos
Assent LLCBroker
July 2004 - February 2005 · 7 mos
State Registrations9 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.