Alan Neal Tocman

21 Years of Experience

1 DisclosureSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth

Onyx Bridge Wealth Group LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

22 advisors

Number of Clients

1,654 clients

Average Client Portfolio

$605K average

Assets Under Management

$1.0B

Fee Structure

Location

120 White Plains Road, Suite 115, Tarrytown, NY, 10591

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2023

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alan is an agent selling fixed and traditional insurance products since 2021. This activity requires minimal time.

Employment History

Current Registrations

Onyx Bridge Wealth Group LLC

July 2021 - Present · 4 yrs 7 mos

Previous Registrations

Purshe Kaplan Sterling InvestmentsBroker

April 2021 - December 2022 · 1 yr 8 mos

Private Client Services, LLCBroker

March 2020 - April 2021 · 1 yr 1 mo

Ameriprise Financial Services, INC.Broker

December 2013 - February 2020 · 6 yrs 2 mos

Oppenheimer & CO. INC.

January 2012 - December 2013 · 1 yr 11 mos

Oppenheimer & CO. INC.Broker

September 2011 - December 2013 · 2 yrs 3 mos

David Lerner Associates, INC.Broker

August 2004 - September 2011 · 7 yrs 1 mo

State Registrations2 states

NYTX

Advisor

Exams

No exam information available for this advisor.