LN
LN

Luke James Novak

20 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,047 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$2.3B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.25%
$3.0M - $7.0M1.00%
$7.0M - $15.0M0.75%
$15M+0.50%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

311 S. Wacker Drive, Suite 5900, Chicago, IL, 60606-6618

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Rothschild Investment
June 2006 - Present · 19 yrs 8 mos
Rothschild Investment LLCBroker
November 2005 - Present · 20 yrs 3 mos
State Registrations30 states
AZCACOCTFLGAIAILINKSKYMAMEMIMNMOMSNCNJNVNYOHPASCSDTNTXUTVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Luke James Novak - Financial Advisor | TrueAdvisor