James Judge
James Judge is a CFA-designated registered investment advisor at Ethos Financial Group, LLC, based in King of Prussia, PA, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,782 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ethos Financial Group's annual investment advisory fees are based on a percentage of the value of your portfolio, generally ranging from 0.25% to 2.0%. The specific fee schedule depends on the advisor you work with. A minimum of $100,000 is typically required to use this service, but Ethos may waive this requirement. Ethos does not have a minimum asset management fee.
Location
2200 Renaissance Blvd, Suite 340, King of Prussia, PA, 19406
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2022Other Business Activities
James is a volunteer committee member on an investment committee since 2023, dedicating minimal time each month. He is involved in hiring paid advisors and overseeing investments.
Employment History
Current Registrations
Ethos Financial Group, LLC
Previous Registrations
Gadsden
Almanack Investment Partners
Spire Wealth Management, LLC
Gkfo, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.