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Stephen Thomas Haeckel

19 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
1,112 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.5B

Fee Structure

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Location

711 Westchester Ave., Suite 305, White Plains, NY, 10604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Stephen operates several businesses, including Trivium Point Advisory and Trivium Point Consulting, which are DBAs for his LPL business, and Trivium Point Advisory LLC, an independent investment advisor firm, dedicating a significant amount of time to these activities. He also works with Quarry Hill Consultants LLC, an insurance agency, selling various insurance products, and Trivium Point Insurance Group as an agent/producer.

Employment History
Current Registrations
Trivium Point Advisory, LLC
December 2023 - Present · 2 yrs 2 mos
LPL Financial LLCBroker
September 2020 - Present · 5 yrs 5 mos
Previous Registrations
LPL Financial LLC
August 2021 - April 2024 · 2 yrs 8 mos
Transamerica Financial Advisors, INCBroker
May 2016 - July 2019 · 3 yrs 2 mos
Lincoln Financial Distributors, INC.Broker
April 2014 - February 2016 · 1 yr 10 mos
MML Investors Services, LLCBroker
April 2010 - May 2014 · 4 yrs 1 mo
Metlife Securities INC.
October 2005 - April 2010 · 4 yrs 6 mos
Metlife Securities INC.Broker
October 2005 - April 2010 · 4 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
October 2005 - July 2007 · 1 yr 9 mos
Waddell & Reed, INC.
February 2005 - October 2005 · 8 mos
Waddell & Reed, INC.Broker
September 2004 - October 2005 · 1 yr 1 mo
State Registrations9 states
CACTFLNJNMNYORPARI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.