JY
JY
James Young
20 Years of Experience
1 DisclosureBroker
James Young is a registered investment advisor at Prosperity Wealth Management, INC., based in Tallahassee, FL, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,619 clients with $440M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
1,619 clients
Average Client Portfolio
$273K average
Assets Under Management
$442.2M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1725 Cap Cir NE Ste 201, Tallahassee, FL, 32308
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
March 2024Employment History
Current Registrations
Prosperity Wealth Management, INC.
July 2025 - Present · 9 mos
Fortune Financial Services, INC.
April 2025 - Present · 1 yr
Fortune Financial Services, INC.Broker
April 2025 - Present · 1 yr
Previous Registrations
MML Investors Services, LLCBroker
November 2024 - December 2024 · 1 mo
VALIC Financial Advisors, INC.
October 2005 - March 2024 · 18 yrs 5 mos
VALIC Financial Advisors, INC.Broker
September 2004 - March 2024 · 19 yrs 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.