AK
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Aaron J Keith

21 Years of Experience
Broker
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3633 advisors
Number of Clients
293,703 clients
Average Client Portfolio
$885K average
Assets Under Management
$260.0B

Fee Structure

Fees for financial planning services are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

200 Park Avenue, 2nd Floor, Florham Park, NJ, 07932-1026

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron owns two rental properties, one in Hoboken, NJ since 2005 and another in Westfield, NJ since 2015. He dedicates minimal time to these activities.

Employment History
Current Registrations
RBC Capital Markets, LLC
March 2021 - Present · 4 yrs 11 mos
RBC Capital Markets, LLC
March 2021 - Present · 4 yrs 11 mos
RBC Capital Markets, LLCBroker
March 2021 - Present · 4 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2004 - March 2021 · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - March 2021 · 16 yrs 7 mos
State Registrations22 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.