Brent Carman
Brent Carman is a registered investment advisor at Capital Wealth Alliance, LLC, based in Scottsdale, AZ, with 21 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 353 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Wealth Alliance's annual fee for managing your investments can be up to 2.25% of the market value of your assets. The exact percentage depends on the amount you invest, the complexity of the services, and the level of administration you request. The fee is calculated each quarter, in advance, based on your account balance at the end of the previous billing period. This fee is negotiable.
Location
17015 North Scottsdale Road, Suite 250, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Brent receives referral fees from Estate Documents Pro and owns Pro Financial Health, dedicating minimal time to each. Brent is also a partner and agent at Capital Wealth Insurance LLC, selling insurance, and has ownership roles in Merition Advisors LLC and Capital Wealth Holding LLC, spending minimal time on these ventures, plus a silent investment into Commercium.
Employment History
Current Registrations
Capital Wealth Alliance, LLC
Previous Registrations
Kingswood Capital Partners, LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.