James Rogers is a CFP-designated registered investment advisor at Pds Planning INC, based in Dublin, OH, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 607 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.00% |
| $750K - $1.5M | 0.75% |
| $1.5M - $3.0M | 0.50% |
| $3M+ | 0.25% |
These fees are primarily limited to grandfathered accounts, although an exception can be made at PDS’ discretion. The fees are negotiable.
Fee Estimator
Location
475 Metro Place S., Suite 460, Dublin, OH, 43017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pds Planning INC
Previous Registrations
Fisher Investments
Hamilton Capital Management INC
Wealthstone INC
Park Avenue Securities LLC
State Registrations1 state
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