MW
MW

Maurice Leonard Whittaker

16 Years of Experience
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
19 advisors
Number of Clients
947 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $5.0M1.25%
$5.0M - $25.0M1.00%
$25M+0.75%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Two Embarcadero Center, 8th Floor, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stansberry Asset Management, LLC
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
E*trade Capital Management, LLC
October 2017 - June 2019 · 1 yr 8 mos
E*trade Securities LLCBroker
October 2017 - June 2019 · 1 yr 8 mos
Lord, Abbett & CO. LLC
April 2014 - August 2017 · 3 yrs 4 mos
Lord Abbett Distributor LLCBroker
April 2014 - August 2017 · 3 yrs 4 mos
AXA Advisors, LLC
October 2008 - April 2014 · 5 yrs 6 mos
AXA Advisors, LLCBroker
March 2008 - April 2014 · 6 yrs 1 mo
Pfic Securities CorporationBroker
August 2005 - February 2007 · 1 yr 6 mos
National Planning CorporationBroker
June 2004 - August 2005 · 1 yr 2 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.
Maurice Leonard Whittaker - Financial Advisor | TrueAdvisor