Elizabeth Evette Mock-hernandez

Waterloo Capital

21 Years of Experience

3 DisclosuresMay Earn CommissionSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Waterloo Capital

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

42 advisors

Number of Clients

2,088 clients

Average Client Portfolio

$808K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

2801 Via Fortuna, Suite 250, Austin, TX, 78746

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2012

Settled

Customer Dispute

July 2010

Denied

Customer Dispute

January 2010

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Elizabeth owns Enterprises International, where she does Spanish translation, dedicating a few hours per week. She is also the president of MABACARE and a board member of Abundant Life Foundation, and is insurance licensed.