Alexandra Lambert is a registered investment advisor, based in Seattle, WA, with 21 years of industry experience.
Location
1200 Westlake Ave N #900, Seattle, WA, 98109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alexandra is a notary public, spending minimal time on this activity. Her primary business activity is working as a registered investment advisor.
Employment History
Current Registrations
Coldstream Securities, INC.Broker
December 2015 - Present · 10 yrs 4 mos
Coldstream Wealth Management
December 2015 - Present · 10 yrs 4 mos
Coldstream Securities, INC.
December 2015 - Present · 10 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
July 2014 - December 2015 · 1 yr 5 mos
Raymond James Financial Services Advisors, INC
January 2012 - July 2014 · 2 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 2012 - July 2014 · 2 yrs 6 mos
Cuso Financial Services, L.P.
June 2006 - January 2012 · 5 yrs 7 mos
Cuso Financial Services, L.P.Broker
June 2006 - January 2012 · 5 yrs 7 mos
Hornor, Townsend & Kent, INC.
June 2004 - February 2006 · 1 yr 8 mos
Hornor, Townsend & Kent, INC.Broker
June 2004 - February 2006 · 1 yr 8 mos
State Registrations3 states
CAORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.