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Paul Kelley

20 Years of Experience
Broker

Paul Kelley is a registered investment advisor at Piper Sandler & CO., based in Minneapolis, MN, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$2.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

350 North 5th Street, Main Office, Minneapolis, MN, 55401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
August 2016 - Present · 9 yrs 8 mos
Piper Sandler & CO.Broker
February 2006 - Present · 20 yrs 2 mos
Previous Registrations
Piper Jaffray Investment Management, LLC
April 2012 - August 2016 · 4 yrs 4 mos
Fiduciary Asset Management INC.
March 2009 - April 2012 · 3 yrs 1 mo
Piper Jaffray Investment Management LLC
September 2008 - February 2011 · 2 yrs 5 mos
State Registrations34 states
AKALCACOCTFLILINKYMAMEMIMNMOMTNCNENHNJNVNYOHOKORPARISCSDTNUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Kelley - Financial Advisor | TrueAdvisor