DC
DC

Daniel Paul Cavise

19 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningCharitable Giving
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
97 advisors
Number of Clients
7,910 clients
Average Client Portfolio
$625K average
Assets Under Management
$4.9B

Fee Structure

Minimum Investment:None
Loading...

Location

10 Broad Street, Suite 202, Red Bank, NJ, 07701

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Daniel works as a registered investment advisor and registered representative with multiple entities including Gladstone Institutional Advisory LLC, Gladstone Wealth Group, LPL Financial, and Gladstone Wealth Partners. These activities take about half of Daniel's time.

Employment History
Current Registrations
Gladstone Wealth Partners
May 2016 - Present · 9 yrs 9 mos
LPL Financial LLC
April 2016 - Present · 9 yrs 10 mos
LPL Financial LLCBroker
April 2016 - Present · 9 yrs 10 mos
Previous Registrations
First Allied Advisory Services, INC.
August 2015 - May 2016 · 9 mos
First Allied Securities, INC.Broker
August 2015 - May 2016 · 9 mos
Royal Alliance Associates, INC.
January 2009 - September 2015 · 6 yrs 8 mos
Royal Alliance Associates, INC.Broker
January 2008 - September 2015 · 7 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2007 - January 2008 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2007 - January 2008 · 10 mos
UBS Financial Services INC.Broker
August 2005 - October 2006 · 1 yr 2 mos
State Registrations19 states
CACTDCDEFLGAILMAMDMENCNHNJNYORPATXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.