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AR

Ali Abbas Rezvi

Hsbc Securities (USA) INC.
4 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Hsbc Securities (USA) INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only

Location

Princeton, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hsbc Securities (USA) INC.
February 2023 - Present · 3 yrs
Hsbc Securities (USA) INC.Broker
January 2023 - Present · 3 yrs 1 mo
Hsbc Securities (USA) INC.
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2011 - August 2012 · 1 yr 2 mos
State Registrations53 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.