Kristi Mertens is a CFP-designated registered investment advisor at LPL Financial LLC, based in Vernon Hills, IL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 N. Milwaukee Avenue, Vernon Hills, IL, 60061
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kristi is associated with BCU Wealth Advisors, LLC as an Investment Advisor Representative (IAR) since June 2023. She spends nearly full-time on this activity, providing investment advisory services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Bcu Wealth Advisors, LLC
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Fintegra, LLCBroker
State Registrations16 states
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