AB
CFP
AB
CFP

Alexander Brown

21 Years of Experience
Broker

Alexander Brown is a CFP-designated registered investment advisor, based in Sacramento, CA, with 21 years of industry experience.

Location

740 University Avenue, Sacramento, CA, 95825

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander is a board member and chairman of the James B McClatchy Foundation, a non-profit charitable foundation, dedicating minimal time. He also serves as Treasurer of the Woodcreek Homeowners Association, spending minimal time.

Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
January 2021 - Present · 5 yrs 3 mos
Captrust
January 2021 - Present · 5 yrs 3 mos
Previous Registrations
Royal Alliance Associates, INC.
September 2012 - June 2017 · 4 yrs 9 mos
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
December 2007 - March 2021 · 13 yrs 3 mos
Royal Alliance Associates, INC.Broker
April 2004 - February 2021 · 16 yrs 10 mos
State Registrations11 states
AZCAFLIDNCNJNVTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alexander Brown - Financial Advisor | TrueAdvisor