Duane M Roth

United Planners' Financial Services of America a Limited Partner

20 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

United Planners' Financial Services of America a Limited Partner

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

531 advisors

Number of Clients

26,942 clients

Average Client Portfolio

$395K average

Assets Under Management

$10.6B

Fee Structure

Minimum Investment:$10K

Location

4925 Stone Falls, Suite A, O'Fallon, IL, 62269

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History

Regulatory History (1)

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Customer Dispute

October 2010

Denied

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Other Business ActivitiesSells Insurance

Duane is an investment advisor representative with RDA Financial Network, Inc. He also owns rental property, is the founder, president, and CEO of The Roth Companies, Inc. (non-variable insurance), and manages Roth Agribusiness, a farming and agriculture business.