Steven Stock is a registered investment advisor, based in Texas City, TX, with 21 years of industry experience.
Location
1201 N. Logan St., Suite 100, Texas City, TX, 77590
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Regulatory History (1)
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Criminal
September 1983Final Disposition
Other Business ActivitiesSells Insurance
Steven is a partner in Four Fins LLC (real estate) since 2008 and involved with Coward Creek Crossing Homeowners Association (real estate) since 2008. He is also an agent for Lifestyle Financial Advisors, Inc. and an IAR for Lifestyle Asset Management Inc. since 2018. Steven is also a partner and co-manager of 42 Options, LLC, a recreational fishing camp for personal use, dedicating about 10-20% of his time.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 7 mos
Lifestyle Asset Management, INC.
June 2018 - Present · 7 yrs 10 mos
Previous Registrations
Cetera Investment Advisers LLC
November 2020 - November 2022 · 2 yrs
First Allied Advisory Services, INC.
April 2009 - November 2020 · 11 yrs 7 mos
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
Ffp Securities, INC.Broker
April 2007 - May 2008 · 1 yr 1 mo
State Farm Vp Management CORP.Broker
May 2004 - April 2007 · 2 yrs 11 mos
State Registrations2 states
NMTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.