Mark Romin
Mark Romin is a CFP-designated registered investment advisor at Lakeshore Financial Planning INC., based in Saint Clair Shores, MI, with 17 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 491 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual portfolio management fee varies between 0.50% to 1.50% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client. Advisory fee is negotiable, depending on individual client circumstances.
Fee Estimator
Location
23201 Jefferson Ave, Saint Clair Shores, MI, 48080
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is involved with Lakeshore Financial Services as a support company/DBA in a non-owner capacity, primarily doing social media input. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Lakeshore Financial Planning INC.
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward Jones
Edward JonesBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.