EB
EB

Edward Boll

17 Years of Experience
Philadelphia, PA
Broker

Edward Boll is a registered investment advisor, based in Philadelphia, PA, with 17 years of industry experience.

Location

1650 Market Street, 36th Floor, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Edward is a passive partner at Easterly EAB Risk Solutions LLC, dedicating minimal time. He is also a non-executive chairman at EAB Investment Group, spending about a quarter of his time, and an independent contractor/registered representative at Guggenheim Securities, LLC.

Employment History
Current Registrations
Guggenheim Securities, LLCBroker
July 2020 - Present · 5 yrs 9 mos
Eab Investment Group, LLC
May 2020 - Present · 5 yrs 11 mos
Previous Registrations
Srt Securities LLCBroker
December 2012 - January 2021 · 8 yrs 1 mo
Lightspeed Trading, LLCBroker
September 2011 - December 2012 · 1 yr 3 mos
Mcgowan Investors, L.P.Broker
June 2010 - December 2010 · 6 mos
Dc Trading Partners L.L.C.Broker
March 2005 - June 2007 · 2 yrs 3 mos
Slk-Hull Derivatives LLCBroker
July 2004 - November 2004 · 4 mos
State Registrations17 states
CACOCTFLILMAMDNCNJNYOHOKPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Boll - Financial Advisor | TrueAdvisor