CD
CD

Charles Fredrick Dinise

20 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEducation PlanningReal Estate Investing
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
54 advisors
Number of Clients
13,126 clients
Average Client Portfolio
$264K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:None
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Location

3350 Shelby St., Suite 200, Ontario, CA, 91764

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles owns Dinise Financial & Insurance Solutions, where he solicits and sells fixed insurance products. He also provides tax preparation services, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Advisory Alpha, LLC
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Equity Services, INC.
March 2015 - September 2018 · 3 yrs 6 mos
Foresters Equity Services, INC.Broker
March 2015 - September 2018 · 3 yrs 6 mos
Scf Investment Advisors, INC.
May 2011 - February 2015 · 3 yrs 9 mos
Scf Securities, INC.Broker
September 2009 - February 2015 · 5 yrs 5 mos
Park Avenue Securities LLC
April 2007 - May 2009 · 2 yrs 1 mo
Park Avenue Securities LLCBroker
May 2006 - May 2009 · 3 yrs
Nylife Securities INC.Broker
July 2004 - April 2006 · 1 yr 9 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Charles Fredrick Dinise - Financial Advisor | TrueAdvisor