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Bradley Davis

20 Years of Experience
1 DisclosureBroker

Bradley Davis is a registered investment advisor, based in Troy, MI, with 20 years of industry experience.

Location

2565 West Maple Rd, Troy, MI, 48084

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015
Award / Judgment
Employment History
Current Registrations
Aurora SecuritiesBroker
March 2022 - Present · 4 yrs 1 mo
Secure Asset Management, L.L.C.
February 2022 - Present · 4 yrs 2 mos
Previous Registrations
Heber Fuger Wendin INC
October 2019 - November 2021 · 2 yrs 1 mo
Sigma Financial CorporationBroker
June 2012 - December 2018 · 6 yrs 6 mos
Multi-Bank Securities, INC.Broker
September 2009 - June 2012 · 2 yrs 9 mos
Berthel, Fisher & Company Financial Services, INC.Broker
March 2004 - December 2008 · 4 yrs 9 mos
State Registrations1 state
MI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bradley Davis - Financial Advisor | TrueAdvisor