Kevin Smith is a registered investment advisor, based in Austin, TX, with 21 years of industry experience.
Location
5209 Burnet Road, Ste. 210, Austin, TX, 78756
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is the managing principal of Austin Wealth Management, LLC, dedicating full-time hours to managing business operations and providing financial advice. He is also an independent broker for life, disability, and long-term care insurance, spending about 10% of his time on this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Austin Wealth Management, LLC
Previous Registrations
Triad Advisors, INC.
Triad Advisors, INC.Broker
J.W. Cole Financial, INC.Broker
Jonathan Roberts Advisory Group, INC.
NFP Securities, INC.
NFP Securities, INC.Broker
State Registrations8 states
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