KS
KS

Kevin Xavier Smith

21 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
723 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$766.4M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250KIncluded
$250K - $500K0.90%
$500K - $1.0M0.80%
$1.0M - $1.5M0.70%
$1.5M - $2.0M0.60%
$2.0M - $5.0M0.50%
$5M+Included

First $250,000 included with financial planning. Fees over $5,000,000 are custom.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

7001 Burnet Rd 3rd Floor, Austin, TX, 78757

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kevin is the managing principal of Austin Wealth Management, LLC, dedicating full-time hours to managing business operations and providing financial advice. He is also an independent broker for life, disability, and long-term care insurance, spending about 10% of his time on this activity.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2014 - Present · 11 yrs 4 mos
Austin Wealth Management, LLC
September 2014 - Present · 11 yrs 5 mos
Previous Registrations
Triad Advisors, INC.
November 2011 - October 2014 · 2 yrs 11 mos
Triad Advisors, INC.Broker
November 2011 - October 2014 · 2 yrs 11 mos
J.W. Cole Financial, INC.Broker
August 2009 - December 2011 · 2 yrs 4 mos
Jonathan Roberts Advisory Group, INC.
August 2009 - December 2011 · 2 yrs 4 mos
NFP Securities, INC.
August 2004 - August 2009 · 5 yrs
NFP Securities, INC.Broker
April 2004 - August 2009 · 5 yrs 4 mos
State Registrations8 states
ALCACOKYNCTNTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Kevin Xavier Smith - Financial Advisor | TrueAdvisor