AB
AB

Anna Ramos Bernardo

21 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
420 advisors
Number of Clients
68,678 clients
Average Client Portfolio
$132K average
Assets Under Management
$9.0B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
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Location

6187 Carpinteria Ave, Carpinteria, CA, 93013

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Planmember Securities Corporation
January 2024 - Present · 2 yrs 1 mo
Planmember Securities CorporationBroker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Empower Advisory Group, LLC
December 2016 - January 2024 · 7 yrs 1 mo
Empower Financial Services, INC.Broker
June 2016 - January 2024 · 7 yrs 7 mos
Nationwide Investment Advisors, LLC
January 2009 - June 2016 · 7 yrs 5 mos
Nationwide Investment Services CorporationBroker
November 2008 - June 2016 · 7 yrs 7 mos
LPL Financial CorporationBroker
February 2005 - November 2008 · 3 yrs 9 mos
TD Waterhouse Investor Services, INC.Broker
April 2004 - February 2005 · 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.