Curtis Lee Smith

21 Years of Experience

2 Disclosures

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning

Avior Wealth Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

59 advisors

Number of Clients

4,385 clients

Average Client Portfolio

$1.2M average

Assets Under Management

$5.1B

Fee Structure

Financial Planning:Included in AUM fee

Location

14648 N. Scottsdale Road, Suite 300, Scottsdale, AZ, 85254

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2009

Closed-No Action

Employment Separation After Allegations

April 2009

View Full SEC Report How to Read Disclosures

Other Business Activities

Curtis is the owner of Clearview Financial Group LLC, an operating company and DBA. He spends minimal time on this activity.

Employment History

Current Registrations

Avior Wealth Management, LLC

October 2022 - Present · 3 yrs 4 mos

Previous Registrations

Capital Wealth Alliance, LLC

October 2018 - October 2022 · 4 yrs

Kingswood Capital Partners, LLCBroker

October 2018 - October 2022 · 4 yrs

Raymond James Financial Services Advisors, INC

June 2009 - October 2018 · 9 yrs 4 mos

Raymond James Financial Services, INC.Broker

May 2009 - October 2018 · 9 yrs 5 mos

Wells Fargo Investments, LLC

November 2005 - April 2009 · 3 yrs 5 mos

Wells Fargo Investments, LLCBroker

November 2005 - April 2009 · 3 yrs 5 mos

Morgan Stanley Dw INC.Broker

September 2004 - September 2005 · 1 yr

State Registrations3 states

AZNETX

Advisor

Exams

No exam information available for this advisor.