John Philpott
John Philpott is a registered investment advisor at Aspire Private Capital, based in Cornelius, NC, with 15 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 711 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aspire's annual investment advisory fee is negotiable and does not usually exceed 1.90% of the total assets managed. The fee is billed quarterly in advance. Aspire may use sub-advisers, and the fees for those services are paid from Aspire's advisory fee. Clients may terminate the agreement with written notice and receive a prorated refund of any prepaid advisory fee.
Location
19410 Jetton Road, Suite 110, Cornelius, NC, 28031
Get directionsHistory
Regulatory History (7)
Regulatory
October 2010Regulatory
February 2010Customer Dispute
December 2009Customer Dispute
September 2009Customer Dispute
August 2009Customer Dispute
February 2009Customer Dispute
November 2008Other Business ActivitiesSells Insurance
John is the owner and broker for Pier 28 Real Estate, a real estate listing sales business, dedicating minimal time. He is also the President of Estate and Retirement Consultants dba Aspire Insurance Solutions, selling fixed life and annuity products, spending about 10-20% of his time.
Employment History
Current Registrations
Aspire Private Capital
Previous Registrations
Global Financial Private Capital, LLC
Global Financial Private Capital, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.