Adam David Moskowitz

Transamerica Financial Advisors, LLC

18 Years of Experience

BrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Transamerica Financial Advisors, LLC

Compensation

Fee-Only (AUM)

Firm Size

1031 advisors

Number of Clients

42,440 clients

Average Client Portfolio

$41K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$10

Financial Planning:Investment management only

Minimum Annual Fee:$35

Location

149 W. Yokuts Ave., Suite B, Stockton, CA, 95207

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Adam is involved in various business activities, including sales of insurance and non-insurance products, serving as owner/president/CEO of The Loudest Wavemakers, Inc., and working as a registered representative/investment advisor representative with Transamerica Financial Advisors Inc. He also dedicates time to community service and networking, including selling fixed life insurance products and health insurance supplements.

Employment History

Current Registrations

Transamerica Financial Advisors, LLC

January 2017 - Present · 9 yrs 1 mo

Transamerica Financial Advisors, LLCBroker

March 2012 - Present · 13 yrs 11 mos

Previous Registrations

Metlife Securities INC.Broker

April 2008 - November 2008 · 7 mos

Aig Financial Advisors, INC.Broker

October 2005 - February 2008 · 2 yrs 4 mos

Sunamerica Securities, INC.Broker

March 2004 - October 2005 · 1 yr 7 mos

State Registrations10 states

CAFLHIKSMDNVPASCTXWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.