MF
CFP
MF
CFP
Michael Franklin
22 Years of Experience
Grapevine, TX
3 DisclosuresBrokerSells Insurance
Michael Franklin is a CFP-designated registered investment advisor, based in Grapevine, TX, with 22 years of industry experience.
Location
2750 William D. Tate Ave., Suite 100, Grapevine, TX, 76051
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011Settled
Customer Dispute
June 2011Settled
Customer Dispute
March 2010Closed-No Action
Other Business ActivitiesSells Insurance
Michael is the President and owner of Asset Preservation Group, Inc., a registered investment advisor, dedicating nearly full-time hours to this role. He also works as a pilot for American Airlines and spends about half his time in this role. Additionally, Michael sells term life insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
September 2017 - Present · 8 yrs 7 mos
Asset Preservation Group INC
January 2009 - Present · 17 yrs 3 mos
Previous Registrations
National Planning CorporationBroker
November 2008 - September 2017 · 8 yrs 10 mos
Aig Financial Advisors, INC.Broker
March 2007 - November 2008 · 1 yr 8 mos
American General Securities IncorporatedBroker
January 2004 - March 2007 · 3 yrs 2 mos
State Registrations11 states
CACOCTFLMIMSNCSCTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.