JJ
JJ

James L Johnson

21 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
955 clients
Average Client Portfolio
$594K average
Assets Under Management
$567.4M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

1820 Lancaster St, Baltimore, MD, 21231

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is the 100% owner of China Cat Properties and a 50/50 partner in 195 N. Trade, LLC, both of which own and manage real estate properties. These activities are not investment-related.

Employment History
Current Registrations
Lombard Securities IncorporatedBroker
May 2007 - Present · 18 yrs 9 mos
Lombard Advisers Incorporated
January 2007 - Present · 19 yrs 1 mo
Previous Registrations
Wachovia Securities Financial Network, LLC
May 2006 - December 2006 · 7 mos
Wachovia Securities Financial Network, LLCBroker
August 2004 - December 2006 · 2 yrs 4 mos
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.