James Johnson is a registered investment advisor, based in Baltimore, MD, with 21 years of industry experience.
Location
1820 Lancaster St, Baltimore, MD, 21231
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the 100% owner of China Cat Properties and a 50/50 partner in 195 N. Trade, LLC, both of which own and manage real estate properties. These activities are not investment-related.
Employment History
Current Registrations
Lombard Securities IncorporatedBroker
May 2007 - Present · 18 yrs 11 mos
Lombard Advisers Incorporated
January 2007 - Present · 19 yrs 3 mos
Previous Registrations
Wachovia Securities Financial Network, LLC
May 2006 - December 2006 · 7 mos
Wachovia Securities Financial Network, LLCBroker
August 2004 - December 2006 · 2 yrs 4 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.