David Alfred Riccio

Ladenburg Thalmann Asset Management INC

22 Years of Experience

1 DisclosureBroker

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Areas of Practice

Investment ManagementRetirement Planning

Ladenburg Thalmann Asset Management INC

Compensation

Fee-Only (AUM)

Firm Size

20 advisors

Number of Clients

3,334 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$5.6B

Fee Structure

Financial Planning:Investment management only

Location

Miami, FL

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History

Regulatory History (1)

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Regulatory

March 2013

Final

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Employment History

Current Registrations

Ladenburg Thalmann Asset Management INC

October 2006 - Present · 19 yrs 4 mos

Ladenburg Thalmann & CO. INC.

September 2006 - Present · 19 yrs 5 mos

Ladenburg Thalmann & CO. INC.Broker

September 2006 - Present · 19 yrs 5 mos

Previous Registrations

Broadwall Capital LLCBroker

April 2004 - September 2006 · 2 yrs 5 mos

Northeast Securities, INC.Broker

December 2003 - April 2004 · 4 mos

State Registrations21 states

CACOCTFLHIIDILMAMDMINCNJNVNYOHORPARITXVAWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.