JF
JF

James Allyn Franke

21 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,047 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$2.3B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.25%
$3.0M - $7.0M1.00%
$7.0M - $15.0M0.75%
$15M+0.50%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

311 S. Wacker Drive, Suite 5900, Chicago, IL, 60606-6618

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rothschild Investment LLCBroker
December 2011 - Present · 14 yrs 2 mos
Rothschild Investment
December 2011 - Present · 14 yrs 2 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
August 2009 - December 2011 · 2 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
August 2009 - December 2011 · 2 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2009 · 3 mos
Citigroup Global Markets INC.
March 2005 - June 2009 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
January 2004 - June 2009 · 5 yrs 5 mos
State Registrations25 states
AZCACOCTDCFLGAILKSMIMNMONCNJNVNYOHSCSDTNTXVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.