Kevin Swanson
Kevin Swanson is a CFP-designated registered investment advisor at Potentia Wealth, based in San Jose, CA, with 22 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 587 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Potentia Wealth charges an annual advisory fee for portfolio management, ranging from 0.6% to 2.0% of the total value of your managed accounts. This fee is negotiable and billed quarterly in advance. Clients may also pay fees to third-party portfolio managers and platform fees, typically ranging from 0.15% to 1% of account assets per year. Clients with SWM I accounts will also pay custodial charges.
Location
1226 Lincoln Ave, Suite 200, San Jose, CA, 95125
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Regulatory History (1)
Customer Dispute
December 2016Other Business ActivitiesSells Insurance
Kevin is involved in several business activities: a business entity for tax/investment purposes, tax preparation/accounting, and Potentia Wealth. He also sells fixed insurance products as an insurance agent.
Employment History
Current Registrations
Potentia Wealth
Previous Registrations
Mariner Independent
LPL Financial LLCBroker
LPL Financial LLC
Edward Jones
Edward JonesBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.