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Aaron Marberg
21 Years of Experience
1 DisclosureBroker
Aaron Marberg is a registered investment advisor at Sanford C. Bernstein & CO., LLC, based in Seattle, WA, with 21 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 22 clients with $1.6B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
439 advisors
IM Fee
Planning only
Assets Under Management
$1.6B
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
601 Union Street, Suite 4650, Seattle, WA, 98101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2011Settled
Employment History
Current Registrations
Sanford C. Bernstein & CO., LLCBroker
March 2010 - Present · 16 yrs 1 mo
Sanford C. Bernstein & CO., LLC
March 2010 - Present · 16 yrs 1 mo
Alliancebernstein L.P.
March 2010 - Present · 16 yrs 1 mo
Previous Registrations
Lincoln InvestmentBroker
January 2009 - March 2010 · 1 yr 2 mos
Lincoln Investment Planning, INC
January 2009 - March 2010 · 1 yr 2 mos
Shelgren Financial Group, INC.
March 2005 - July 2009 · 4 yrs 4 mos
Great American Advisors, INC.Broker
February 2005 - December 2008 · 3 yrs 10 mos
Pmg Securities CorporationBroker
October 2004 - February 2005 · 4 mos
State Registrations25 states
AKAZCACOCTDCDEFLHIIDMAMDMTNCNHNVNYOHORPASCTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.