Aaron James Marberg

Sanford C. Bernstein & CO., LLC

21 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Sanford C. Bernstein & CO., LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

411 advisors

Number of Clients

22 clients

Average Client Portfolio

$74.9M average

Assets Under Management

$1.6B

Fee Structure

Minimum Investment:$1M

Location

601 Union Street, Suite 4650, Seattle, WA, 98101

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2011

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Sanford C. Bernstein & CO., LLCBroker

March 2010 - Present · 15 yrs 11 mos

Sanford C. Bernstein & CO., LLC

March 2010 - Present · 15 yrs 11 mos

Alliancebernstein L.P.

March 2010 - Present · 15 yrs 11 mos

Previous Registrations

Lincoln InvestmentBroker

January 2009 - March 2010 · 1 yr 2 mos

Lincoln Investment Planning, INC

January 2009 - March 2010 · 1 yr 2 mos

Shelgren Financial Group, INC.

March 2005 - July 2009 · 4 yrs 4 mos

Great American Advisors, INC.Broker

February 2005 - December 2008 · 3 yrs 10 mos

Pmg Securities CorporationBroker

October 2004 - February 2005 · 4 mos

State Registrations24 states

AKAZCACOCTDCDEFLHIMAMDMTNCNHNVNYOHORPASCTXVAVTWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.