BK
CFP
BK
CFP

Brian Douglas Kleist

20 Years of Experience
Broker
Areas of Practice
Retirement PlanningEstate PlanningInvestment ManagementEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
96 advisors
Number of Clients
6,728 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$12.3B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.10%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10M+0.40%

Fees charged quarterly in advance. Fees may be individually negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

10401 West Innovation Drive, Suite 300, Wauwatosa, WI, 53226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian and his wife own two duplexes, renting out one entirely and half of the other. Brian earns $7-8,000 annually from this activity, dedicating minimal time outside of trading hours.

Employment History
Current Registrations
Cliftonlarsonallen Wealth Advisors, LLCBroker
March 2017 - Present · 8 yrs 11 mos
Cliftonlarsonallen Wealth Advisors, LLC
March 2017 - Present · 8 yrs 11 mos
Previous Registrations
Russell Investments
November 2010 - February 2017 · 6 yrs 3 mos
Russell Investments Financial Services, LLCBroker
November 2010 - February 2017 · 6 yrs 3 mos
Chase Investment Services CORP.
July 2010 - October 2010 · 3 mos
Chase Investment Services CORP.Broker
July 2009 - October 2010 · 1 yr 3 mos
Deloitte Investment Advisors LLC
May 2006 - February 2009 · 2 yrs 9 mos
Waddell & Reed, INC.Broker
July 2004 - March 2006 · 1 yr 8 mos
State Registrations3 states
FLTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.