Joseph Christian Marich

Morgan Stanley Investment Management INC.

21 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Morgan Stanley Investment Management INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

23 advisors

Number of Clients

21,920 clients

Average Client Portfolio

$28.2M average

Assets Under Management

$619.2B

Fee Structure

Financial Planning:Investment management only

Location

1585 Broadway, New York, NY, 10036

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Eaton Vance Distributors, INC.

January 2022 - Present · 4 yrs 1 mo

Eaton Vance Distributors, INC.Broker

January 2022 - Present · 4 yrs 1 mo

Morgan Stanley Investment Management INC.

June 2020 - Present · 5 yrs 8 mos

Previous Registrations

Morgan Stanley Distribution, INC.Broker

June 2020 - January 2022 · 1 yr 7 mos

Alps Distributors, INC.Broker

August 2019 - May 2020 · 9 mos

Oppenheimerfunds Distributor, INC.Broker

November 2005 - May 2019 · 13 yrs 6 mos

Banc of America Investment Services, INC.

October 2004 - November 2005 · 1 yr 1 mo

Banc of America Investment Services, INC.Broker

October 2004 - November 2005 · 1 yr 1 mo

Quick & Reilly, INC.

February 2004 - October 2004 · 8 mos

Quick & Reilly, INC.Broker

November 2003 - October 2004 · 11 mos

State Registrations3 states

CTMARI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.