AC
AC

Alexander Cruz

22 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,881 clients
Average Client Portfolio
$183K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
Minimum Annual Fee:$25
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Location

7545 Irvine Center Drive, Ste. 200, Irvine, CA, 92618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alexander is a licensed insurance agent appointed with various insurance companies and dedicates full-time hours to selling insurance products. He also provides referral services to two law firms for estate planning and trust-related services, dedicating minimal time to each.

Employment History
Current Registrations
Spc
July 2015 - Present · 10 yrs 7 mos
Parkland Securities, LLCBroker
July 2015 - Present · 10 yrs 7 mos
Previous Registrations
Sagepoint Financial, INC.
October 2010 - July 2015 · 4 yrs 9 mos
Independent Capital Management
May 2007 - July 2011 · 4 yrs 2 mos
Sagepoint Financial, INC.Broker
October 2005 - July 2015 · 9 yrs 9 mos
Sunamerica Securities, INC.Broker
October 2003 - October 2005 · 2 yrs
State Registrations9 states
AZCACOCTMDNVNYORVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.