TrueAdvisor
TrueAdvisor
AP
CFA
AP
CFA

Alan Michael Papier

Nuveen Asset Management, LLC
13 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Nuveen Asset Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
262 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Financial Planning:Investment management only

Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
March 2013 - Present · 12 yrs 11 mos
Nuveen Securities, LLCBroker
February 2013 - Present · 13 yrs
Previous Registrations
Morningstar Investment Services,inc
March 2004 - April 2005 · 1 yr 1 mo
State Registrations2 states
ILNC
AdvisorBroker
Exams
No exam information available for this advisor.