Aaron Locke
Aaron Locke is a registered investment advisor at Cetera Investment Advisers LLC, based in Bloomington, MN, with 21 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Bloomington, MN
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2009Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Aaron sells fixed life, health, disability, annuities, and long-term care insurance products as a representative for various companies. He also refers people to Choice Financial for online banking and works as a financial advisor for Strategic Investment Partners full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Advisornet Wealth Management
Cetera Advisor Networks LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.