Aaron Daniel Locke

Cetera Investment Advisers LLC

21 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningFinancial Planning & CoachingInvestment Management

Cetera Investment Advisers LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

10087 advisors

Number of Clients

584,487 clients

Average Client Portfolio

$280K average

Assets Under Management

$163.8B

Fee Structure

Minimum Investment:$5K

Location

Bloomington, MN

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2009

Settled

Customer Dispute

September 2008

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Aaron sells fixed life, health, disability, annuities, and long-term care insurance products as a representative for various companies. He also refers people to Choice Financial for online banking and works as a financial advisor for Strategic Investment Partners full-time.