Eric Matthew Sholberg

Usi Securities, INC.

19 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement Planning

Usi Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

50 advisors

Number of Clients

139 clients

Average Client Portfolio

Not specified

Fee Structure

Financial Planning:Investment management only

Location

95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Usi Securities, INC.Broker

April 2023 - Present · 2 yrs 10 mos

Usi Securities, INC.

April 2023 - Present · 2 yrs 10 mos

Usi Advisors

March 2023 - Present · 2 yrs 11 mos

Previous Registrations

Brighton Jones LLC

April 2017 - January 2023 · 5 yrs 9 mos

Global Retirement Partners LLC

February 2015 - April 2017 · 2 yrs 2 mos

LPL Financial LLCBroker

February 2015 - April 2017 · 2 yrs 2 mos

G.F. Investment Services, LLCBroker

January 2015 - February 2015 · 1 mo

Global Retirement Partners LLC

November 2014 - January 2015 · 2 mos

Global Financial Private Capital, LLC

July 2010 - March 2015 · 4 yrs 8 mos

Financial Telesis, INC.

February 2009 - June 2010 · 1 yr 4 mos

Financial Telesis INCBroker

February 2009 - June 2010 · 1 yr 4 mos

Moreton Financial Solutions, LLC

January 2006 - April 2006 · 3 mos

MML Investors Services, INC.

November 2005 - June 2006 · 7 mos

MML Investors Services, INC.Broker

October 2005 - June 2006 · 8 mos

Financial Telesis INCBroker

October 2004 - September 2005 · 11 mos

Commonwealth Financial Network

October 2003 - October 2004 · 1 yr

Commonwealth Financial NetworkBroker

October 2003 - October 2004 · 1 yr

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.